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Michael Dicambio

Raymond James & Associates, Inc.

Newport Beach, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-16
  • CA RA
    APPROVED
    Since 2023-08-16

Branch Locations

620 Newport Ctr Dr Suite 900, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fountain Valley CA 10/2012 08/2019
Oppenheimer & Co. Inc. Newport Beach CA 08/2019 08/2023
Raymond James & Associates Newport Beach CA 08/2023 Present
Previous Registrations
  • 2019-09-03 → 2023-08-18
    Oppenheimer & Co. Inc.
    Newport Beach, CA
  • 2012-10-01 → 2019-09-11
    J.P. Morgan Securities Llc
    Fountain Valley, CA
  • 2009-09-23 → 2012-10-01
    Chase Investment Services Corp.
    Huntington Beach, CA
    Fountain Valley, CA
  • 2006-04-28 → 2009-09-08
    Wells Fargo Investments, Llc
    Pasadena, CA
    Diamond Bar, CA
    Toluca Lake, CA
    North Hollywood, CA
  • 2004-12-15 → 2006-05-01
    Commonwealth Financial Network
    Huntington Beach, CA
  • 2000-09-22 → 2004-08-30
    Banc Of America Investment Services, Inc.
    Whittier, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-01
S63 Uniform Securities Agent State Law Examination 1989-09-11
  • S65 Uniform Investment Adviser Law Examination
    1998-05-01
  • S63 Uniform Securities Agent State Law Examination
    1989-09-11
Designations
Other Names
  • Michael Dicambio
  • Michael Dicambo

View on SEC IAPD

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WILLIAM BENJAMIN SHAPIRO
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Bruce Lyle
Philip Pluta

Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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