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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-26 |
| IL | RA | APPROVED | 2017-11-29 |
Branch Locations
126 E High St, Hennepin, IL 61327 • United States
110 N Main Ave, Ladd, IL 61329 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Ladd | IL | 02/2014 | 11/2017 |
| Lpl Financial Llc | Ladd | IL | 11/2017 | Present |
1. 11/29/2017 - NORTH CENTRAL INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial advisor - Start Date 2009. 2. 7/17/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Agent - Start Date: 06/28/2018 - 3 Hours Per Month/3 Hours During Securities Trading - Life, disability and long-term care insurance as well as fixed annuities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-07 |
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