Richard Howard Fingerman

Employer firm

Beacon Pointe Advisors, LLC CRD 119290

$54.9B regulatory AUM 265 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 12/2025
  Financial Planning Solutions, Llc
  Newton, MA
• 01/2026 → Present
  Beacon Pointe Advisors, Llc
  Newton, MA

Previous Registrations

• 2013-09-03 → 2025-12-31
  Financial Planning Solutions, Llc
  Auburndale, MA
• 2013-01-02 → 2013-09-16
  Cambridge Investment Research Advisors, Inc.
  Newton, MA
• 2005-03-28 → 2012-12-31
  Cambridge Investment Research Advisors, Inc.
  Newton, MA
  Arlington, MA
• 2001-10-24 → 2005-03-28
  Cambridge Investment Research, Inc.
  Newton, MA

Other Businesses

RICHARD FINGERMAN, 57 FELLSWAY E., MALDEN, MA 02148. BEGAN 10/01/1982 AS OWNER OF RENTAL REAL ESTATE PROPERTY THAT CONSISTS OF 3 UNITS. I DERIVE SOME MONTHLY INCOME FROM THIS ACTIVITY. NOT INVESTMENT RELATED. DEVOTES 1HR/WK, 0/TRADE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-29
• S63 Uniform Securities Agent State Law Examination
  1992-07-02

Designations

• Certified Financial Planner

Other Names

• Richard Fingerman
• Rick Fingerman