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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-13
  • CA RA
    APPROVED
    Since 2026-07-13

Branch Locations

611 Anton Blvd. Suite 200, Costa Mesa, CA 92626 • United States

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-09
TX RA APPROVED 2025-12-08
  • CA RA
    APPROVED
    Since 2025-12-09
  • TX RA
    APPROVED
    Since 2025-12-08

Branch Locations

Laguna Hills, CA • United States

611 Anton Blvd Ste 200, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer Los Angeles CA 04/2011 09/2021
Robert Ekhaml San Diego CA 10/2021 12/2021
Tanglewood La Quinta CA 12/2019 04/2024
Northwestern Mutual Investment Services Llc San Diego CA 09/2021 04/2023
Charles Schwab & Co., Inc San Diego CA 05/2023 06/2023
Cuso Financial Services Lp. San Diego CA 04/2023 09/2025
Grove Point Investments, Llc Rockville MD 08/2024 09/2025
Lpl Financial Llc San Diego CA 09/2025 11/2025
Ameriprise Financial Services, Llc Costa Mesa CA 11/2025 Present
Western International Securities, Inc. San Diego CA 04/2024 09/2025
Sorrento Pacific Financial, Llc San Diego CA 04/2024 09/2025
Scf Securities, Inc. San Diego CA 04/2024 09/2025
Next Financial Group, Inc. San Diego CA 04/2024 09/2025
Cuso Financial Services, L.P. San Diego CA 04/2024 09/2025
Cadaret, Grant & Co., Inc. San Diego CA 04/2024 09/2025
Fifth Third Securities Costa Mesa CA 07/2026 Present
  • 04/2011 → 09/2021
    Oppenheimer
    Los Angeles, CA
  • 10/2021 → 12/2021
    Robert Ekhaml
    San Diego, CA
  • 12/2019 → 04/2024
    Tanglewood
    La Quinta, CA
  • 09/2021 → 04/2023
    Northwestern Mutual Investment Services Llc
    San Diego, CA
  • 05/2023 → 06/2023
    Charles Schwab & Co., Inc
    San Diego, CA
  • 04/2023 → 09/2025
    Cuso Financial Services Lp.
    San Diego, CA
  • 08/2024 → 09/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 09/2025 → 11/2025
    San Diego, CA
  • 11/2025 → Present
    Costa Mesa, CA
  • 04/2024 → 09/2025
    Western International Securities, Inc.
    San Diego, CA
  • 04/2024 → 09/2025
    Sorrento Pacific Financial, Llc
    San Diego, CA
  • 04/2024 → 09/2025
    Scf Securities, Inc.
    San Diego, CA
  • 04/2024 → 09/2025
    Next Financial Group, Inc.
    San Diego, CA
  • 04/2024 → 09/2025
    Cuso Financial Services, L.P.
    San Diego, CA
  • 04/2024 → 09/2025
    Cadaret, Grant & Co., Inc.
    San Diego, CA
  • 07/2026 → Present
    Fifth Third Securities
    Costa Mesa, CA
Previous Registrations
  • 2025-09-08 → 2025-12-15
    San Diego, CA
    Laguna Hills, CA
  • 2024-12-03 → 2025-10-24
    Cuso Financial Services, L.P.
    San Diego, CA
Other Businesses

Business Ownership; TANGLEWOOD PROPERTIES; Owner; Real Estate; 54673 TANGLEWOOD, , LA QUINTA, CO, 92253; Not Investment-Related; 12/01/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-02
S63 Uniform Securities Agent State Law Examination 1991-05-22
  • S66 Uniform Combined State Law Examination
    2024-12-02
  • S63 Uniform Securities Agent State Law Examination
    1991-05-22
Other Names
  • Matthew J Browne
  • Matt Browne
  • Matthew Browne
  • Matt Joseph Browne
  • Matt J Browne

View on SEC IAPD

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