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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-15 |
| OH | RA | APPROVED | 2026-07-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Highland Hills | OH | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Solon | OH | 07/2016 | 07/2026 |
| Mml Investors Services, Llc | Solon | OH | 03/2017 | 07/2026 |
| Lpl Financial Llc | Solon | OH | 07/2026 | Present |
1. 7/2026 - Stratos Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 130 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 7/14/2026 2. 7/2026 - Regal Financial LLC - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 130 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 7/14/2026
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-06-19 |
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