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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-05 |
| OR | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Eugene | OR | 07/1993 | Present |
| Morgan Stanley Smith Barney | Eugene | OR | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1)SOLE PROPRIETOR / OWNER / PARTNER,ENTAL PROPERTY; O HRS DURING/OUTSIDE BIZ HOURS; EFFECTIVE 8/2014 2) RENTAL HOUSE; INVESTMENT RELATED; Eugene Oregon; 01/2017; Sole Proprietor / Owner / Partner; 0,0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-13 |
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