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Michael Crowder King Jr

Rbc Capital Markets, LLC

Fort Worth, TX

Fort Worth, TX

CRD 1975800

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-04-19
  • TX RA
    APPROVED
    Since 2005-04-19

Branch Locations

3230 Camp Bowie Blvd Suite 750, Fort Worth, TX 76107-5769 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Fort Worth TX 03/2008 Present
Other Businesses

1) CHESAPEAKE PO BOX 18496 OKLAHOMA CITY, OK 73154 START DATE: 01/01/12 END DATE: 12/31/17 RECEIVING PASSIVE INCOME THROUGH MINERAL AND GAS RIGHTS NON-INVESTMENT RELATED ZERO HOURS PER MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-12-30
S63 Uniform Securities Agent State Law Examination 1989-09-01
  • S66 Uniform Combined State Law Examination
    1997-12-30
  • S63 Uniform Securities Agent State Law Examination
    1989-09-01
Other Names
  • Mike King
  • Michael Crowder King Jr
  • Mike King

View on SEC IAPD

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