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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-04-19 |
Branch Locations
3230 Camp Bowie Blvd Suite 750, Fort Worth, TX 76107-5769 • United States
Fort Worth, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Fort Worth | TX | 03/2008 | Present |
1) CHESAPEAKE PO BOX 18496 OKLAHOMA CITY, OK 73154 START DATE: 01/01/12 END DATE: 12/31/17 RECEIVING PASSIVE INCOME THROUGH MINERAL AND GAS RIGHTS NON-INVESTMENT RELATED ZERO HOURS PER MONTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-01 |
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