Richard Curtis Jr.

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-01-25
CT	RA	APPROVED	2002-03-28

TX RA
APPROVED_RES

Since 2010-01-25
CT RA
APPROVED

Since 2002-03-28

Branch Locations

1 Century Tower 265 Church Street Suite 1102, New Haven, CT 06510 • United States

1 Century Tower__4Th Floor 265 Church Street, New Haven, CT 06510 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Painewebber	New Haven	CT	01/2002	Present

01/2002 → Present

Ubs Painewebber

New Haven, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-03-27

S66 Uniform Combined State Law Examination

2002-03-27

Other Names

Richard Warren Curtis
Richard Warren Curtis
Richard W Curtis Jr.
Richard W W Curtis Jr.

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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