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Susan Mary Mcdougal

Ameriprise Financial Services, LLC

Hobart, WI

Pulaski, WI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-11-17
  • WI RA
    APPROVED
    Since 2021-11-17

Branch Locations

1200 Centennial Centre Blvd Ste 200, Hobart, WI 54155-8997 • United States

Pulaski, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Oconto Falls WI 01/2011 11/2016
Wells Fargo Clearing Services, Llc Oconto Falls WI 11/2016 11/2021
Ameriprise Financial Services, Llc Hobart WI 11/2021 Present
Previous Registrations
  • 2011-01-03 → 2021-11-19
    Wells Fargo Clearing Services, Llc
    Green Bay, WI
    Oconto Falls, WI
    Gillett, WI
    Mountain, WI
    Duluth, MN
    Green Bay, WI
    Menominee, MI
    Marinette, WI
    Milwaukee, WI
    Duluth, MN
  • 2003-02-03 → 2011-01-03
    Wells Fargo Investments, Llc
    Oconto Falls, WI
    Green Bay, WI
    Green Bay, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-03
  • S66 Uniform Combined State Law Examination
    1999-09-03
Other Names
  • Susie Svejda
  • Susan Mary Svejda
  • Susan Mcdougal
  • Susie Mcdougal
  • Susan M. Mcdougal
  • Susie M. Mcdougal

View on SEC IAPD

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