Albert Vega Aguilera

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-06-05
TX	RA	APPROVED	2025-06-05

CA RA
APPROVED

Since 2025-06-05
TX RA
APPROVED

Since 2025-06-05

Branch Locations

Celina, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wedbush Securities Inc.	Glendale	CA	05/2006	10/2019
Western International Securities, Inc.	Celina	TX	10/2019	06/2025
Lpl Financial Llc	Celina	TX	06/2025	Present

05/2006 → 10/2019

Wedbush Securities Inc.

Glendale, CA
10/2019 → 06/2025

Western International Securities, Inc.

Celina, TX
06/2025 → Present

Lpl Financial Llc

Celina, TX

Previous Registrations

2019-11-05 → 2025-06-05

Western International Securities, Inc.

Pasadena, CA

Prosper, TX

Pasadena, CA

Celina, TX

Other Businesses

1- 06/2025 - Albert V Aguilera - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 04/01/2016 - 4 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-10-18
S63	Uniform Securities Agent State Law Examination	1995-04-28

S66 Uniform Combined State Law Examination

2010-10-18
S63 Uniform Securities Agent State Law Examination

1995-04-28

Other Names

Albert Aguilera
Albert V. Aguilera

View on SEC IAPD