John Frederick Pitts

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1988 → Present
  John F. Pitts
  Lakewood, WA
• 07/1989 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Steilacoom, WA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Steilacoom, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Steilacoom, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Steilacoom, WA
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2022-04-27 → 2024-11-08
  Arbor Point Advisors
  Steilacoom, WA
• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Lakewood, WA
  Steilacoom, WA
• 1997-12-19 → 2020-11-06
  Kms Financial Services, Inc.
  Lakewood, WA
  Lakewood, WA
  Seattle, WA

Other Businesses

1. WESTERN UNITED LIFE ASSURANCE CO. POSITION: Annuity sales. NATURE: Annuity Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1990 ADDRESS: PO Box 2290, 929 W Sprague Ave, Spokane WA 99201 DESCRIPTION: Sales of fixed-interest annuities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-17
• S63 Uniform Securities Agent State Law Examination
  1989-08-10