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Kimberly Roberts

Ubs Financial Services Inc.

Knoxville, TN

Knoxville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2009-01-30
  • TN RA
    APPROVED
    Since 2009-01-30

Branch Locations

800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States

Knoxville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Knoxville TN 01/2009 Present
Previous Registrations
  • 2006-02-21 → 2009-01-29
    Citigroup Global Markets Inc.
    Knoxville, TN
    New York, NY
    Montgomery, AL
    Knoxville, TN
  • 2004-02-23 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Knoxville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-22
S63 Uniform Securities Agent State Law Examination 1996-03-25
  • S66 Uniform Combined State Law Examination
    2002-01-22
  • S63 Uniform Securities Agent State Law Examination
    1996-03-25
Other Names
  • Kimberly Karol Felkley
  • Kim Golden
  • Kimberly Karol Edds
  • Kimberly Ka Edds

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
PFS INVESTMENTS INC.
SAGESPRING WEALTH PARTNERS

Other Investors

WILLIAM HANKINS
JAMES COFFEY
GARY J MORRIS
WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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