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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-12 |
| FL | RA | APPROVED | 2004-12-17 |
Branch Locations
1501 W Cleveland Street Ste 230, Tampa, FL 33606 • United States
Tampa, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc | Tampa | FL | 06/1999 | Present |
(1)Name of Business: 1501 W Cleveland Group LLC Address: 1501 W Cleveland Street, Suite 230, Tampa, FL, 33606, United States Activity Type: Business Owner Position/Title: Partner, Owner/Proprietor Investment Related: No Start Date: 12/27/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: One of four partners that purchased an office condo via the LLC to house our RJ office. (2)Name of Business: CrossBay WM LLC Address: 1501 W Cleveland St, Swe 230, Tampa, FL, 33606, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/11/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My partner Jeff Locker and I created and LLC to facilitate a real estate lease for our new RJAS branch. Most of the questions here are irrelevant but I had to answer them to proceed. (3)Name of Business: Vacation Condo Address: 7165 gulf of mexico dr, longboat key, FL, 34228, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/09/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of a condo we are renting seasonally.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-20 |
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