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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-12
FL RA APPROVED 2004-12-17
  • TX RA
    APPROVED_RES
    Since 2020-03-12
  • FL RA
    APPROVED
    Since 2004-12-17

Branch Locations

1501 W Cleveland Street Ste 230, Tampa, FL 33606 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Tampa FL 06/1999 Present
Other Businesses

(1)Name of Business: 1501 W Cleveland Group LLC Address: 1501 W Cleveland Street, Suite 230, Tampa, FL, 33606, United States Activity Type: Business Owner Position/Title: Partner, Owner/Proprietor Investment Related: No Start Date: 12/27/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: One of four partners that purchased an office condo via the LLC to house our RJ office. (2)Name of Business: CrossBay WM LLC Address: 1501 W Cleveland St, Swe 230, Tampa, FL, 33606, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/11/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My partner Jeff Locker and I created and LLC to facilitate a real estate lease for our new RJAS branch. Most of the questions here are irrelevant but I had to answer them to proceed. (3)Name of Business: Vacation Condo Address: 7165 gulf of mexico dr, longboat key, FL, 34228, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/09/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of a condo we are renting seasonally.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-06
S63 Uniform Securities Agent State Law Examination 2000-04-20
  • S65 Uniform Investment Adviser Law Examination
    2000-12-06
  • S63 Uniform Securities Agent State Law Examination
    2000-04-20

View on SEC IAPD

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