Mark Edward Johnson

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	1996-08-13

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 1996-08-13

Branch Locations

New York, NY • United States

75 Rockefeller Plz, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	06/1990	Present
Bank Of America, N.A.	New York	NY	05/2011	Present

06/1990 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
05/2011 → Present

Bank Of America, N.A.

New York, NY

Other Businesses

I* 1835277 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: no Address of business: Oak Bluffs, MA, 02557 Nature of business: Position, title, association: Sole owner Start date of relationship: 08/11/2024 Number of hours devoted: 2 monthly Number of hours devoted during trading hours: 1 Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-17
S63	Uniform Securities Agent State Law Examination	1990-08-28

S65 Uniform Investment Adviser Law Examination

1994-10-17
S63 Uniform Securities Agent State Law Examination

1990-08-28

Other Names

Mark E Johnson

View on SEC IAPD