Minez Powell

Raymond James & Associates, Inc.

Newport Beach, CA

Aliso Viejo, CA

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Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-10-10
CA	RA	APPROVED	2023-10-09

TX RA
APPROVED_RES

Since 2023-10-10
CA RA
APPROVED

Since 2023-10-09

Branch Locations

620 Newport Ctr Dr Suite 900, Newport Beach, CA 92660 • United States

Aliso Viejo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Mission Viejo	CA	07/2011	11/2016
Wells Fargo Clearing Services, Llc	Mission Viejo	CA	11/2016	10/2022
Raymond James & Associates, Inc.	Newport Beach	CA	10/2022	Present
In Home Support Services	Aliso Viejo,	CA	01/2026	Present

07/2011 → 11/2016

Wells Fargo Advisors Llc

Mission Viejo, CA
11/2016 → 10/2022

Wells Fargo Clearing Services, Llc

Mission Viejo, CA
10/2022 → Present

Raymond James & Associates, Inc.

Newport Beach, CA
01/2026 → Present

In Home Support Services

Aliso Viejo,, CA

Previous Registrations

2011-07-11 → 2023-10-05

Wells Fargo Clearing Services, Llc

Mission Viejo, CA
2011-01-07 → 2011-09-22

Nms Capital Asset Management, Inc.

Beverly Hills, CA
2009-06-01 → 2011-01-12

Morgan Stanley

Irvine, CA
2008-12-12 → 2009-06-01

Morgan Stanley & Co. Llc

Irvine, CA
2008-11-11 → 2008-12-18

Wells Fargo Clearing Services, Llc

Mission Viejo, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-05

S66 Uniform Combined State Law Examination

2008-06-05

Other Names

Minez M Vaca
Minez Powell
Minez Martinez Powell

View on SEC IAPD

Other Firms

OKAPI CAPITAL, LLC

MIG CAPITAL, LLC

RESEARCH AFFILIATES

PAAMCO PRISMA, LLC

COMPOSITION WEALTH, LLC

J.P. MORGAN SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

WILLIAM ERIC BLANTON

Travis L. Shirley

Michael Schanna

Rebekah A. Beekie

WILLIAM BENJAMIN SHAPIRO

Austin Mascorro

Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA

OCVC, LLC · NEWPORT BEACH, CA

MIG CAPITAL, LLC · NEWPORT BEACH, CA

RESEARCH AFFILIATES · NEWPORT BEACH, CA

PAAMCO PRISMA, LLC · NEWPORT BEACH, CA

COMPOSITION WEALTH, LLC · Newport Beach, CA

J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

More in Newport Beach, CA

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