Meredith Toutz Fiocchi

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-11-23
IL	RA	APPROVED	2011-08-30

TX RA
APPROVED

Since 2011-11-23
IL RA
APPROVED

Since 2011-08-30

Branch Locations

425 N Martingale Rd Ste 200, Schaumburg, IL 60173 • United States

Highland Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Itasca	IL	08/2009	11/2016
Wells Fargo Clearing Services, Llc	Itasca	IL	11/2016	Present

08/2009 → 11/2016

Wells Fargo Advisors Llc

Itasca, IL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Itasca, IL

Other Businesses

HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; HIGHLAND PARK, IL; SECRETARY; 03/01/2025; 2 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; SUPPORT HOMEOWNERS IN COMMUNITY THE NATIONAL ESOP ASSOCIATION ; NOT INV RELATED; WASHINGTON ,DC; EDUCATE AND SUPPORT EMPLOYEE OWNERSHIP AND ESOP OWNED BUSINESSES; CHAIRPERSON OF THE ADVISORY COMMITTEE; START DATE: 05/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-25
S63	Uniform Securities Agent State Law Examination	1990-09-17

S66 Uniform Combined State Law Examination

2011-07-25
S63 Uniform Securities Agent State Law Examination

1990-09-17

Other Names

Meredith Lee Toutz
Dith Toutz
Meredith Toutz Fiocchi
Meredith Leigh Peper
Meredith Leigh Toutz

View on SEC IAPD