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Kenneth Thomas Connors

Truist Advisory Services, Inc.

Boston, MA

CRD 1974226

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Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-10-06
  • MA RA
    APPROVED
    Since 2021-10-06

Branch Locations

101 Arch Street Fl 15, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Boston MA 07/2010 07/2021
Wells Fargo Advisors Llc Boston MA 08/2010 11/2016
Wells Fargo Clearing Services, Llc Boston MA 11/2016 07/2021
Truist Investment Services, Inc. Atlanta GA 08/2021 Present
Truist Advisory Services,Inc. Atlanta GA 08/2021 Present
  • 07/2010 → 07/2021
    Wachovia Bank, N.A.
    Boston, MA
  • 08/2010 → 11/2016
    Wells Fargo Advisors Llc
    Boston, MA
  • 11/2016 → 07/2021
    Boston, MA
  • 08/2021 → Present
    Truist Investment Services, Inc.
    Atlanta, GA
  • 08/2021 → Present
    Truist Advisory Services,Inc.
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-28
  • S66 Uniform Combined State Law Examination
    2013-03-28
Other Names
  • Ken Connors
  • Kenny Connors

View on SEC IAPD

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