Raul A Gutierrez

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 02/2023
  Guardian Life Insurance Company
  Garden City, NY
• 06/2015 → 02/2023
  Park Avenue Securities
  Garden City, NY
• 01/2020 → 02/2023
  Guardian Life Insurance Company
  Paramus, NJ
• 01/2020 → 02/2023
  Park Avenue Securities
  Paramus, NJ
• 06/2016 → 02/2023
  Guardian Life Insurance Company
  New Haven, CT
• 06/2016 → 02/2023
  Park Avenue Securities
  New Haven, CT
• 02/2023 → 06/2024
  Guardian Life Insurance Company
  New York, NY
• 02/2023 → 06/2024
  Park Avenue Securities
  New York, NY
• 06/2024 → 11/2024
  Guardian Life Insurance Company
  Tampa, FL
• 06/2024 → 11/2024
  Park Avenue Securities
  Tampa, FL
• 11/2024 → Present
  Guardian Life Insurance Company
  Saint Petersburg, FL
• 11/2024 → Present
  Park Avenue Securities
  Saint Petersburg, FL

Previous Registrations

• 2006-05-03 → 2011-06-27
  Equitable Advisors, Llc
  New York, NY
  Jersey City, NJ
• 2003-05-06 → 2006-04-17
  Chase Investment Services Corp.
  Tampa, FL

Other Businesses

1. Rosa Victoria-The activity will putting together packages on weekends to ship out, visiting boutiques on weekends to show product and contacting boutiques via email, Start: 04/01/2014, Address: 10 Verbina Ave, Floral Park, NY 11001, 6 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation,

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-05
• S63 Uniform Securities Agent State Law Examination
  1989-10-05

Other Names

• Raul Anibal Gutierrez