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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-03-24 |
Branch Locations
1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Downers Grove | IL | 07/2024 | Present |
| Pruco Securities, Llc | Downers Grove | IL | 07/2024 | 11/2024 |
| Metolius Capital Llc | Wheaton | IL | 06/2011 | 03/2022 |
| Wasmer Schroeder/Charles Schwab | Naples | FL | 04/2022 | 08/2023 |
| Unemployed | Naperville | IL | 09/2023 | 06/2024 |
| Lpl Enterprise, Llc | Downers Grove | IL | 11/2024 | Present |
1) 05/01/2025-Michael Loftus-Financial Advisor-Non-Variable Insurance-Inv related-At Downers Grove, IL-Start date 11/16/2024-16hrs/mth-12hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-14 |
| S66 | Uniform Combined State Law Examination | 2008-11-20 |
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