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Jeffrey M Gardiner

LPl Financial LLC

Cherry Hill, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-08-19
  • NJ RA
    APPROVED
    Since 2021-08-19

Branch Locations

1060 Kings Hwy N Ste 206, Cherry Hill, NJ 08034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bcg Securities, Inc. Delran NJ 07/2012 07/2021
Lpl Financial Llc Cherry Hill NJ 08/2021 Present
Previous Registrations
Other Businesses

1) 08/18/2021 - GARDINER BENEFITS- Non-Variable Insurance- Inv. Related- Agent selling Life, Health and LTC- Cherry Hill, NJ- start date 7/22/2021 - 7 Hrs/Mth - 0 Hrs During Trading. 2)08/18/2021- GARDINER BENEFITS- DBA for LPL Business (entity for LPL business)- Inv. Related- Cherry Hill, NJ - Start Date: 7/19/2021 - 7 Hrs/Mth - 0 Hrs During Trading. 3) 06/12/2023 - JEFF GARDINER PUBLISHING - Not Investment Related - Home Based - Other - PUBLISHER / AUTHOR - Start Date 04/26/2023 - 2 Hours Per Month/ 0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-01
S63 Uniform Securities Agent State Law Examination 1994-03-09
  • S65 Uniform Investment Adviser Law Examination
    2010-09-01
  • S63 Uniform Securities Agent State Law Examination
    1994-03-09
Other Names
  • Jeff Gardiner

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