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James Peter Dilorenzo

Pgim Investments LLC

Jacksonville, FL

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Current Employers
Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2002-04-09
  • FL RA
    APPROVED
    Since 2002-04-09

Branch Locations

4465 Glen Kernan Parkway E., Jacksonville, FL 32224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pgim Investments,Llc Jacksonville FL 03/1997 Present
Prudential Investment Management Services Llc Jacksonville FL 10/1997 Present
  • 03/1997 → Present
    Pgim Investments,Llc
    Jacksonville, FL
  • 10/1997 → Present
    Prudential Investment Management Services Llc
    Jacksonville, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-18
S63 Uniform Securities Agent State Law Examination 1990-12-10
  • S65 Uniform Investment Adviser Law Examination
    2002-03-18
  • S63 Uniform Securities Agent State Law Examination
    1990-12-10
Other Names
  • James P Dilorenzo

View on SEC IAPD

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