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Michael Lawrence Rule

Quint Capital Corporation

New York, NY

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Current Employers
Quint Capital Corporation

230 Park Ave - 361W, New York, NY 10169 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-18
FL RA APPROVED 2018-09-07
  • NY RA
    APPROVED
    Since 2022-03-18
  • FL RA
    APPROVED
    Since 2018-09-07

Branch Locations

230 Park Ave Ste 460, New York, NY 10169 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Apb Financial Group New York NY 01/2010 Present
  • 01/2010 → Present
    Apb Financial Group
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-06
S63 Uniform Securities Agent State Law Examination 1992-10-08
  • S65 Uniform Investment Adviser Law Examination
    2018-09-06
  • S63 Uniform Securities Agent State Law Examination
    1992-10-08

View on SEC IAPD

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