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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-02 |
| RI | RA | APPROVED | 2005-11-15 |
Branch Locations
1333 Main St Ste H, Walpole, MA 02081 • United States
Wrentham, MA • United States
10 Commerce Way Ste 5, Raynham, MA 02767 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Raynham | MA | 08/2002 | 03/2020 |
| Ameriprise Financial Services, Llc | Walpole | MA | 03/2020 | Present |
Real Estate Ownership; Single Family; 48 Cooper Memorial DrLincoln, NH, ,; Not Investment-Related; 01/01/2014. Business Ownership; The Walpole Office; Payroll Coordinator; This is for payroll services for employees only; 1333 Main St Ste H, , Walpole, MA, 2081; Not Investment-Related; 09/25/2020; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-03 |
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