Thomas C Cook

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-07-09
TX	RA	APPROVED_RES	2020-05-18
NJ	RA	APPROVED	2014-04-14

FL RA
APPROVED

Since 2025-07-09
TX RA
APPROVED_RES

Since 2020-05-18
NJ RA
APPROVED

Since 2014-04-14

Branch Locations

Palm Beach Gardens, FL • United States

51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Short Hills	NJ	01/2014	Present
Bank Of America, N.A.	Short Hills	NJ	12/2014	Present

01/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Short Hills, NJ
12/2014 → Present

Bank Of America, N.A.

Short Hills, NJ

Other Businesses

I*95527 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ST JUDES CHILDRENS RESEARCH HOSPITAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10122 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 10/1/2013 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ST JUDE PROVIDES CARE FOR CHILDREN GLOBALLY WITH CANCER. I WORK ON THE RESTAURANT COMMITTEE FOR AN EVENT THAT IS HELD ONCE A YEAR.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-08
S63	Uniform Securities Agent State Law Examination	1990-03-21

S66 Uniform Combined State Law Examination

2014-04-08
S63 Uniform Securities Agent State Law Examination

1990-03-21

Other Names

Thomas Cook
Thomas Crawford Cook
Thomas Crawford Cook
Thomas Crawford Cook

View on SEC IAPD