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Lea Smith Johnson

Osaic Wealth, Inc.

Bradenton, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-03
FL RA APPROVED 2023-11-03
IL RA APPROVED 2023-11-03
  • CO RA
    APPROVED
    Since 2023-11-03
  • FL RA
    APPROVED
    Since 2023-11-03
  • IL RA
    APPROVED
    Since 2023-11-03

Branch Locations

3970 Sr 64 E, Bradenton, FL 34208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Bradenton FL 07/2003 11/2023
Csenge Advisory Group, Llc Bradenton FL 09/2011 07/2018
Osaic Wealth, Inc. Bradenton FL 11/2023 Present
  • 07/2003 → 11/2023
    Fsc Securities Corporation
    Bradenton, FL
  • 09/2011 → 07/2018
    Csenge Advisory Group, Llc
    Bradenton, FL
  • 11/2023 → Present
    Bradenton, FL
Previous Registrations
Other Businesses

1. TRIPLE CROWN WEALTH FINANCE, LLC POSITION: Founder NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2012 ADDRESS: 3970 SR 64 E., Bradenton FL 34208, United States DESCRIPTION: Managerial and Executive duties 2. LSJ EQUITIES LLC POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/23/2014 ADDRESS: 4515 Barracuda Drive, Bradenton FL 34208, United States DESCRIPTION: Read minutes of annual meeting, approve minutes, approve buys or sells of property. 3. NO BUSINESSE PRIVATE ASSET DISCLOSURE POSITION: Bit Coins disclosure NATURE: It is a private family asset transaction ownership of Bit Coins. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2012 ADDRESS: 4515 Barracuda Drive, Bradenton FL 34208, United States DESCRIPTION: None 4. LEA SMITH JOHNSON POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2009 ADDRESS: 4026 37th St. Ct. W. Bradenton, F, Bradenton FL 34205, United States DESCRIPTION: Keep the units is good condition with regular maintenance scheduled. Rent the unit. 5. LEA SMITH JOHNSON - INSURANCE POSITION: Owner - Founder NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2004 ADDRESS: 3970 SR 64 E., Bradenton FL 34208, United States DESCRIPTION: After financial plans are completed for clients, determination of insurance need is undertaken with presentation of illustrations for life, disability, and long-term care insurance done. Application for insurance are completed, and service on the insurance provided. 6. INTERNATIONAL ASSOCIATION OF REGISTERED FINANCIAL CONSULTANTSS POSITION: Trustee Board Member NATURE: This is a position on the Board of Trustees for IARFC. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/04/2025 ADDRESS: PO Box 506, Middletown OH 45042-0506, United States DESCRIPTION: No duties at this time. 7. YOUTUBE POSITION: You Tube NATURE: You Tube videos approved by AdTrax Osaic. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/06/2026 ADDRESS: 3970 E. SR 64, Bradenton FL 34208, United States DESCRIPTION: Having taped short videos of value relating to financial planning.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-01
S63 Uniform Securities Agent State Law Examination 2000-12-13
  • S66 Uniform Combined State Law Examination
    2002-10-01
  • S63 Uniform Securities Agent State Law Examination
    2000-12-13
Designations
Other Names
  • Wanda Lea Smith
  • Lea Smith Johnson
  • Lea Smith-Johnson
  • Lea Smith Johnson
  • Lea Smith-Johnson
  • Lea Smith Johnson

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