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Dennis Leon Wallace

Fortune Financial Advisors, LLC

Overland Park, KS

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Current Employers
Fortune Financial Advisors, Llc

11600 College Blvd Suite 225, Overland Park, KS 66210 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-17
KS RA APPROVED 2008-12-02
  • TX RA
    APPROVED_RES
    Since 2021-11-17
  • KS RA
    APPROVED
    Since 2008-12-02

Branch Locations

11600 College Blvd Suite 225, Overland Park, KS 66210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fortune Financial Advisors Llc Overland Park KS 12/2007 Present
Previous Registrations
  • 2004-01-01 → 2008-01-16
    Cetera Advisors Llc
    Overland Park, KS
  • 2002-05-28 → 2004-12-31
    Prosperity Network, Inc
    Overland Park, KS
  • 1999-03-18 → 2004-01-01
    Vestax Securities Corporation
    Olathe, KS
Other Businesses

INSURANCE AGENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-26
S63 Uniform Securities Agent State Law Examination 1989-08-22
  • S65 Uniform Investment Adviser Law Examination
    1997-02-26
  • S63 Uniform Securities Agent State Law Examination
    1989-08-22

View on SEC IAPD

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