Beth Berthelot Falkenstein

Employer firm

Creative Planning CRD 105348

$296B regulatory AUM 1,767 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Creative Planning
  Overland Park, KS

Previous Registrations

• 2014-05-14 → 2015-12-18
  Fisher Investments
  Covington, LA
  Plano, TX
• 2009-08-25 → 2013-03-07
  Park Avenue Securities Llc
  Metairie, LA
• 2007-01-18 → 2009-08-17
  Lpl Financial Llc
  Metairie, LA
  Mandeville, LA
  Mandeville, LA
  Covington, LA
  Metairie, LA

Other Businesses

B & A Fresh Concepts, LLC; Covington, LA; not investment related; 25% owner, LLC member; start date 11.10.23; 12 hours per month/0 hours during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-06-06
• S63 Uniform Securities Agent State Law Examination
  1995-02-16

Other Names

• Beth Berthelot Lee
• Beth B Lee
• Beth A Berthelot