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Richard Chong

Goldman Sachs Wealth Services, L.P.

Cohoes, NY

CRD 1971774

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-28
  • NY RA
    APPROVED
    Since 2021-09-28

Branch Locations

100 Coliseum Drive, Cohoes, NY 12047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2004 06/2020
Equitable Advisors, Llc New York NY 05/2004 07/2021
Goldman Sachs - Ayco Cohoes NY 08/2021 Present
  • 05/2004 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2004 → 07/2021
    Equitable Advisors, Llc
    New York, NY
  • 08/2021 → Present
    Goldman Sachs - Ayco
    Cohoes, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-27
S63 Uniform Securities Agent State Law Examination 2011-08-11
  • S66 Uniform Combined State Law Examination
    2021-09-27
  • S63 Uniform Securities Agent State Law Examination
    2011-08-11
Other Names
  • Richard Christopher Chong

View on SEC IAPD

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