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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-04
NY RA APPROVED 2026-08-04
  • NJ RA
    APPROVED
    Since 2026-08-04
  • NY RA
    APPROVED
    Since 2026-08-04

Branch Locations

2137 Route 35 Suite 345, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc New York NY 04/2016 08/2026
Alliance Global Partners New York NY 08/2026 Present
  • 04/2016 → 08/2026
    New York, NY
  • 08/2026 → Present
    Alliance Global Partners
    New York, NY
Previous Registrations
Other Businesses

FOR NJSIAA, I PLAN ON UMPIRING OR REFERRING BASEBALL AND FOOTBALL GAMES. THE GAMES WILL BE IN MONMOUTH COUNTY AND WILL NOT BE DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-09
S63 Uniform Securities Agent State Law Examination 1989-07-28
  • S66 Uniform Combined State Law Examination
    2005-12-09
  • S63 Uniform Securities Agent State Law Examination
    1989-07-28
Other Names
  • Steve Tomkins

View on SEC IAPD

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