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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-03-14 |
| TX | RA | APPROVED_RES | 2014-05-09 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
Scottsdale, AZ • United States
14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States
Paradise Valley, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Scottsdale | AZ | 04/2007 | Present |
| Morgan Stanley | Scottsdale | AZ | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.OTHER: HAKUNA MATATA INVESTORS, LLC: NO PRIOR ACTIVITY:09/2014:MANAGING A PERSONAL HOLDING COMPANY FOR SON'S UTMA PROCEEDS:ESTABLISHING AN LLC TO INVEST IN A MANAGED ACCOUNT FOR SON'S FUTURE USE. 2.Global WMI, LLC; Investment related - No; Private Company; Teaching; Owner and Instructor; Activity start 05/2011; During business hours: 2; After business hours: 5 3.ASU EXTENTION; Investment related - No; UNIVERSITY; Charity / Private Foundation (proprietor, partner, officer, director, employee, trustee, agent); 01/2006; During business hours: 0; After business hours: 4
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-10 |
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