Jaye Lynn Behrends

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-06-27
IL	RA	APPROVED	2006-07-27
IA	RA	APPROVED	2006-07-27

TX RA
APPROVED_RES

Since 2018-06-27
IL RA
APPROVED

Since 2006-07-27
IA RA
APPROVED

Since 2006-07-27

Branch Locations

3626 Bridge Ave, Quad Cities, IA 52807 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Incorporated	Fond Du Lac	WI	03/1990	Present

03/1990 → Present

Robert W. Baird & Co. Incorporated

Fond Du Lac, WI

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-09-18

S63 Uniform Securities Agent State Law Examination

1989-09-18

View on SEC IAPD

Employer firm

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Exams

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