Eric Michael Bishop

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2023-06-26

UT RA
APPROVED

Since 2023-06-26

Branch Locations

Nibley, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance Associates, Inc.	Salt Lake City	UT	01/2004	Present
Lpl Financial Llc	East Nibley	UT	06/2023	Present

01/2004 → Present

Royal Alliance Associates, Inc.

Salt Lake City, UT
06/2023 → Present

Lpl Financial Llc

East Nibley, UT

Previous Registrations

2004-01-30 → 2023-06-26

Osaic Wealth, Inc.

South Jordan, UT

Salt Lake City, UT
2002-09-30 → 2004-02-10

Valic Financial Advisors, Inc.

Salt Lake City, UT

Other Businesses

1) 05/31/2023 - BISHOP FINANCIAL SERVICES - Business Entity For Tax/Investment Purposes Only - Utah 84321 - Non investment related - 160 Hours per month - At reported business location(s). 2) 10/09/2023 - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 10/09/2023 - 10 Hours Per Month/ During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-07-13
S63	Uniform Securities Agent State Law Examination	1989-08-25

S66 Uniform Combined State Law Examination

2002-07-13
S63 Uniform Securities Agent State Law Examination

1989-08-25

Other Names

Eric M Bishop
Eric Bishop

View on SEC IAPD