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James Anton Finder

Edward Jones

St Louis, MO

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-22
MO RA APPROVED 1999-02-11
  • TX RA
    APPROVED_RES
    Since 2021-03-22
  • MO RA
    APPROVED
    Since 1999-02-11

Branch Locations

11132 S Towne Square Suite 102, St Louis, MO 63123-7818 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. St. Louis MO 06/1989 Present
  • 06/1989 → Present
    Edward D. Jones & Co., L.P.
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-19
S63 Uniform Securities Agent State Law Examination 1991-09-19
  • S65 Uniform Investment Adviser Law Examination
    2025-09-19
  • S63 Uniform Securities Agent State Law Examination
    1991-09-19
Other Names
  • Jim Finder

View on SEC IAPD

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