Joseph Michael Haberman

Employer firm

Marin Bay Wealth Advisors, LLC CRD 289184

$376M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  San Francisco, CA
• 11/2016 → 08/2017
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
• 08/2017 → Present
  Marin Bay Wealth Advisors, Llc
  Sausalito, CA

Previous Registrations

• 2011-01-03 → 2017-08-30
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2009-04-01 → 2011-01-03
  Wells Fargo Investments, Llc
  San Francisco, CA
• 2005-05-06 → 2005-10-07
  Charles Schwab & Co., Inc.
  San Mateo, CA
• 2002-08-16 → 2005-04-28
  Deutsche Bank Securities Inc.
  San Francisco, CA
• 2000-08-11 → 2002-08-19
  Robertson Stephens, Inc.
  San Francisco, CA

Other Businesses

Cunha Intermediate School - Not investment related - 600 Church Street, Half Moon Bay, CA - Basketball Coach - Head Coach - Start date 11/4/19 - Approx 12 hours per month - 0 hours per month during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2000-06-23
• S63 Uniform Securities Agent State Law Examination
  1999-11-09

Other Names

• Joseph Michael Haberman
• Joseph Michael Haberman
• Joey Haberman