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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-02-03
UT RA APPROVED 2023-12-14
TX RA APPROVED 2014-02-21
  • OK RA
    APPROVED
    Since 2025-02-03
  • UT RA
    APPROVED
    Since 2023-12-14
  • TX RA
    APPROVED
    Since 2014-02-21

Branch Locations

255 Heber Avenue, Park City, UT 84060 • United States

Park City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Houston TX 01/2014 Present
Other Businesses

NAME OF OTHER BUSINESS: Tulum 1221 West 34th, LLC/ INVESTMENT RELATED?: Y/ ADDRESS: 1221 West 34th, Tx / NATURE OF THE BUSINESS: Partnership/ Services (Business, Professional, Support) / POSITION: Partner / DUTIES:A partner of the LLC / START DATE: 7/21/22 / HOURS DEVOTED TO BUSINESS: NA 2) Name of Business: Dad Force One./ Address: 3600 Brinkman St. Houston Texas United States 77018./ Investment Related: No./ Nature: This is a men's group to raise money for security for the school. My kids go to the school./ Role: Officer./ Duty: I will be helping host crawfish boils, Neighborhood Scavenger hunts and Fundraising for School Security./ Start Date: 9/29/2023./ Time Required: No. 3) Tranquillo HoldingsRental Property, Proprietor / owner, I will manage the property and the rental management. Its a beach house, start date-3/17/2021, GalvestonTX United States-77554 4) Tulum Ventures, LLC, Holding Company, Partner, A partner of the LLC, start date-7/21/2022, TxHoustonUnited States-77018

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-21
S63 Uniform Securities Agent State Law Examination 2007-01-17
  • S66 Uniform Combined State Law Examination
    2014-02-21
  • S63 Uniform Securities Agent State Law Examination
    2007-01-17

View on SEC IAPD

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