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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-02-03 |
| UT | RA | APPROVED | 2023-12-14 |
| TX | RA | APPROVED | 2014-02-21 |
Branch Locations
255 Heber Avenue, Park City, UT 84060 • United States
Park City, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Houston | TX | 01/2014 | Present |
NAME OF OTHER BUSINESS: Tulum 1221 West 34th, LLC/ INVESTMENT RELATED?: Y/ ADDRESS: 1221 West 34th, Tx / NATURE OF THE BUSINESS: Partnership/ Services (Business, Professional, Support) / POSITION: Partner / DUTIES:A partner of the LLC / START DATE: 7/21/22 / HOURS DEVOTED TO BUSINESS: NA 2) Name of Business: Dad Force One./ Address: 3600 Brinkman St. Houston Texas United States 77018./ Investment Related: No./ Nature: This is a men's group to raise money for security for the school. My kids go to the school./ Role: Officer./ Duty: I will be helping host crawfish boils, Neighborhood Scavenger hunts and Fundraising for School Security./ Start Date: 9/29/2023./ Time Required: No. 3) Tranquillo HoldingsRental Property, Proprietor / owner, I will manage the property and the rental management. Its a beach house, start date-3/17/2021, GalvestonTX United States-77554 4) Tulum Ventures, LLC, Holding Company, Partner, A partner of the LLC, start date-7/21/2022, TxHoustonUnited States-77018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-17 |
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