Denver Gene Smith

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Ubs Financial Services Inc.
  Houston, TX

Other Businesses

NAME OF OTHER BUSINESS: Tulum 1221 West 34th, LLC/ INVESTMENT RELATED?: Y/ ADDRESS: 1221 West 34th, Tx / NATURE OF THE BUSINESS: Partnership/ Services (Business, Professional, Support) / POSITION: Partner / DUTIES:A partner of the LLC / START DATE: 7/21/22 / HOURS DEVOTED TO BUSINESS: NA 2) Name of Business: Dad Force One./ Address: 3600 Brinkman St. Houston Texas United States 77018./ Investment Related: No./ Nature: This is a men's group to raise money for security for the school. My kids go to the school./ Role: Officer./ Duty: I will be helping host crawfish boils, Neighborhood Scavenger hunts and Fundraising for School Security./ Start Date: 9/29/2023./ Time Required: No. 3) Tranquillo HoldingsRental Property, Proprietor / owner, I will manage the property and the rental management. Its a beach house, start date-3/17/2021, GalvestonTX United States-77554 4) Tulum Ventures, LLC, Holding Company, Partner, A partner of the LLC, start date-7/21/2022, TxHoustonUnited States-77018

Exams

• S66 Uniform Combined State Law Examination
  2014-02-21
• S63 Uniform Securities Agent State Law Examination
  2007-01-17