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David Stewart Silberg

Aegis Capital Corp.

Melville, NY

CRD 1970484

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Employer firm

Aegis Capital Corp. CRD 15007

$1.78B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-17
NY RA APPROVED 2023-04-14
  • TX RA
    APPROVED_RES
    Since 2023-04-17
  • NY RA
    APPROVED
    Since 2023-04-14

Branch Locations

1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
David S Silberg Lutcf Insurance Serv Pt Washington NY 01/1989 Present
Aegis Capital Corp. Farmingdale NY 02/2010 07/2018
Allied Millennial Partners Garden City NY 07/2018 07/2020
Millennial Advisers Garden City NY 07/2018 07/2020
Newbridge Securities Corporation Syosset NY 08/2020 01/2023
Newbridge Financial Services Group, Inc Syosset NY 08/2020 01/2023
Aegis Capital Corp Melville NY 01/2023 Present
  • 01/1989 → Present
    David S Silberg Lutcf Insurance Serv
    Pt Washington, NY
  • 02/2010 → 07/2018
    Farmingdale, NY
  • 07/2018 → 07/2020
    Allied Millennial Partners
    Garden City, NY
  • 07/2018 → 07/2020
    Millennial Advisers
    Garden City, NY
  • 08/2020 → 01/2023
    Newbridge Securities Corporation
    Syosset, NY
  • 08/2020 → 01/2023
    Newbridge Financial Services Group, Inc
    Syosset, NY
  • 01/2023 → Present
    Melville, NY
Previous Registrations
Other Businesses

1) ACC AGENCY, INC. 1305 WALT WHITMAN RD. STE 120 MELVILLE, NY 11747; INVESTMENT RELATED; INSURANCE GENERAL AGENCY, PRODUCER/AGENT; START DATE: 07/11/2023; 5-10 HOURS PER MONTH DEVOTED TO BUSINESS, 5-10 HOURS PER MONTH DURING SECURITIES TRADING HOURS. 2) PORT JEWISH CENTER BOARD OF TRUSTEES, 20 MANORHAVEN BLVD PORT WASHINGTON NY 11050; NOT INVESTMENT RELATED; BUDGET COMMITTEE MEMBER/AUDITOR; REVIES INCOMING AND OUTGOING ENTRIES AND RECONCILE. START DATE: 01/20/2026; 1-2 HOURS DEDICATED TO BUSINESS; 0 HOURS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-28
S65 Uniform Investment Adviser Law Examination 2000-05-02
S63 Uniform Securities Agent State Law Examination 1989-11-21
  • S66 Uniform Combined State Law Examination
    2021-09-28
  • S65 Uniform Investment Adviser Law Examination
    2000-05-02
  • S63 Uniform Securities Agent State Law Examination
    1989-11-21
Other Names
  • David S Silberg

View on SEC IAPD

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