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Current Employers
Lifemark Securities Corp.

400 West Metro Park, Rochester, NY 14623 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-28
  • FL RA
    APPROVED
    Since 2022-03-28

Branch Locations

400 West Metro Park, Rochester, NY 14623 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Equity Services, Inc. San Diego CA 09/2015 10/2018
Lifemark Securities Corp. Rochester NY 11/2018 Present
Independent Insurance Agent Naples FL 11/2005 Present
  • 09/2015 → 10/2018
    Foresters Equity Services, Inc.
    San Diego, CA
  • 11/2018 → Present
    Rochester, NY
  • 11/2005 → Present
    Independent Insurance Agent
    Naples, FL
Previous Registrations
  • 2015-09-18 → 2018-11-08
    Foresters Equity Services, Inc.
    Bloomington, MN
    Oak Lawn, IL
    Livonia, MI
    Golden Valley, MN
  • 2014-01-09 → 2015-09-17
    Osaic Services, Inc.
    Bloomington, MN
Other Businesses

1. INDEPENDENT INSURANCE AGENT / INVESTMENT RELATED / 15645 GAVELLO ST., NAPLES, FL 34113 /START 11/2005 / 40 HOURS/MONTH / 40 HOURS/MONTH DURING SECURITIES TRADING HOURS / SALES AND SERVICE OF LIFE, DISABILITY, LTC INSURANCE AND FIXED ANNUITIES. 2. UNIVERSITY FUNDING PROFESSIONALS, LLC / NOT INVESTMENT RELATED / 15645 GAVELLO ST., NAPLES, FL 34113 / START 9/2016 / MAY MAKE REFERRALS TO UNIVERSITY FUNDING PROFESSIONALS FOR ACT EXAM PREP AND CAREER CONSULTING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-08
S63 Uniform Securities Agent State Law Examination 1989-08-01
  • S65 Uniform Investment Adviser Law Examination
    1999-06-08
  • S63 Uniform Securities Agent State Law Examination
    1989-08-01
Other Names
  • Keith A George

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