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400 West Metro Park, Rochester, NY 14623 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Equity Services, Inc. | San Diego | CA | 09/2015 | 10/2018 |
| Lifemark Securities Corp. | Rochester | NY | 11/2018 | Present |
| Independent Insurance Agent | Naples | FL | 11/2005 | Present |
1. INDEPENDENT INSURANCE AGENT / INVESTMENT RELATED / 15645 GAVELLO ST., NAPLES, FL 34113 /START 11/2005 / 40 HOURS/MONTH / 40 HOURS/MONTH DURING SECURITIES TRADING HOURS / SALES AND SERVICE OF LIFE, DISABILITY, LTC INSURANCE AND FIXED ANNUITIES. 2. UNIVERSITY FUNDING PROFESSIONALS, LLC / NOT INVESTMENT RELATED / 15645 GAVELLO ST., NAPLES, FL 34113 / START 9/2016 / MAY MAKE REFERRALS TO UNIVERSITY FUNDING PROFESSIONALS FOR ACT EXAM PREP AND CAREER CONSULTING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-01 |
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