Kimberly Cochrane

Current Employers

Employment History

• 04/2006 → 01/2020
  American United Life
  Indianapolis, IN
• 04/2006 → 01/2020
  Oneamerica Securities, Inc
  Indianapolis, IN
• 02/2020 → Present
  Lpl Financial, Llc
  Rockville, MD
• 02/2020 → Present
  Global Retirement Partners, Llc
  Rockville, MD

Previous Registrations

• 2006-05-25 → 2020-01-17
  Oneamerica Securities, Inc.
  Indianapolis, IN
  Bethesda, MD
  Bethesda, MD
• 2005-01-18 → 2006-03-30
  Mml Investors Services, Llc
  Rockville, MD
  Bethesda, MD

Other Businesses

1. 2/2020 - DBA for LPL Business (entity for LPL business) - RAFFA RETIREMENT SERVICES - Investment Related - Rockville, MD 20850 2. 10/2018 - Mortgage/Real Estate Services - Investment Related - 9710 Royal Crest Circle, Frederick, MD 21704 3. 1/2019 - Real Estate Rental - SEA-VICHE FLORIDA, LLC - Investment Related - 70 TERRA COTTA WAY, DESTIN, FL 4. 2/3/2020 - Cochrane Ventures, LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 10/2018 - 4 Hours Per Month/0 Hours During Securities Trading - Time Spent 10%. 5. 2/5/2020 - GLOBAL RETIREMENT PARTNERS LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 2/3/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS LLC, an independent investment advisor firm. I started this business activity in 02/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 2/5/2020 - GLOBAL RETIREMENT PARTNERS LLC - DBA: (Hybrid) RAFFA RETIREMENT SERVICES - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 2/3/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 7. 1/21/2022 - Raffa Retirement Services, a division of HUB International - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2022 - 160 Hours Per Month During Securities Trading. 8. 1/24/2022 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2022 - 160 Hours Per Month During Securities Trading. 9. 1/25/2022 - HUB International - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Started 01/01/2022 - 160 Hours Per Month During Securities Trading - Hub is buying practice and will be 100% owner. Role will be the same but will now be a employee of hub. 10. 1/28/2022 - HUB International - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/01/2022 - 160 Hours Per Month During Securities Trading. 11. 1/28/2022 - Global Retirement Partners LLC - Investment Related - At Reported Business Location(s) - (Hyb) Raffa Retirement Svcs, a div. of HUB Intl - IAR - Started 01/01/2022 - 160 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-08
• S63 Uniform Securities Agent State Law Examination
  2004-11-19

Other Names

• Kimberly Jean Summers
• Kimberly Jean Cochrane