Brian R Kauffman

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-10-27
TX	RA	APPROVED_RES	2023-08-08
CT	RA	APPROVED	2023-07-25

NY RA
APPROVED

Since 2025-10-27
TX RA
APPROVED_RES

Since 2023-08-08
CT RA
APPROVED

Since 2023-07-25

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Purchase	NY	03/2023	Present
Unemployed	Morganville	NJ	05/2016	10/2016
Self Employed (Consulted For Trendrating)	New York	NY	10/2016	03/2017
Sabbatical/Travel	Morganville	NJ	04/2017	09/2017
Informa Usa Inc	New York	NY	09/2017	01/2019
Sabbatical/Travel/Covid	Danbury	CT	02/2019	02/2021
Trugreen	Danbury	CT	03/2021	11/2022
Dandy Foods	Danbury	CT	11/2022	02/2023

03/2023 → Present

Morgan Stanley

Purchase, NY
05/2016 → 10/2016

Unemployed

Morganville, NJ
10/2016 → 03/2017

Self Employed (Consulted For Trendrating)

New York, NY
04/2017 → 09/2017

Sabbatical/Travel

Morganville, NJ
09/2017 → 01/2019

Informa Usa Inc

New York, NY
02/2019 → 02/2021

Sabbatical/Travel/Covid

Danbury, CT
03/2021 → 11/2022

Trugreen

Danbury, CT
11/2022 → 02/2023

Dandy Foods

Danbury, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-07-24

S66 Uniform Combined State Law Examination

2023-07-24

Other Names

Brian Richard Kauffman
Brian R Kauffman
Brian Kauffman