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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-05 |
| NY | RA | APPROVED | 2021-07-27 |
Branch Locations
1962 Main Street Ste 300 [Office Of Convenience], Sarasota, FL 34236 • United States
555 Second Avenue Suite D-300, Collegeville, PA 19426 • United States
258 Ushers Road Suite 200 [Satellite], Clifton Park, NY 12065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Clifton Park | NY | 04/2012 | Present |
FINRA ARBITRATOR; NOT INVESTMENT RELATED; ALBANY, NY; NON-PUBLIC ARBITRATOR; START DATE = 04/04/13; 0-4 HOURS DEVOTED PER MONTH DURING TRADING HOURS; DUTIES INVOLVE ASSISTING IN THE ARBITRATION OF SECURITIES DISPUTES. - ADIRONDACK OFFICE SUITES; INVESTMENT RELATED; CLIFTON PARK; NY; COMMERCIAL BUILDING; 100% OWNERSHIP; START DATE = 04/01/2013; 0-2 HOURS DEVOTED PER MONTH; NOT DURING TRADIG HOURS. TRUSTEE FOR FINET PRACTICE 401K PLAN FBO SELF; INV. RELATED; CLIFTON PARK, NY; START DATE 3/2013; 0 HRS PER MONTH. TRUSTEE FOR FINET PRACTICE 401K PLAN FBO EMPLOYEE; INV. RELATED; CLIFTON PARK, NY; START DATE 3/2013; 0 HRS PER MONTH. TRUSTEE FOR FINET PRACTICE 401K PLAN FBO EMPLOYEE; INV. RELATED; CLIFTON PARK, NY; START DATE 12/2013; 0 HRS PER MONTH. CARDMR INC.; INV. RELATED; CLIFTON PARK, NY; 100% OWNERSHIP; USED FOR FINET PRACTICE; START DATE 5/2012; 1 HR PER MONTH; 0 HRS DURING TRADING. CO-TRUSTEE FOR NIECE'S TRUST; INV. RELATED; DENVER, CO; START DATE 1/2020; 1 HR PER MONTH; 0 HRS DURING TRADING. CARDMR INC 401K; INV. RELATED; CLIFTON PARK, NY; TRUSTEE; FINET PRACTICE; START DATE 5/2015; 1 HR PER MONTH; 0 HRS DURING TRADING. PRINCETON HARRIMAN INSURANCE SOLUTIONS; INV RELATED; SARASOTA; FL; FINANCIAL ADVISOR; START: 12/01/2024; 8 HOURS A MONTH; 8 HOURS DURING TRADING. EXTENDED COVERAGE HEALTHCARE LLC; INV RELATED;PARK CITY,UT; HEALTH CARE; REPRESENTATIVE; START DATE: 06/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-09 |
| S65 | Uniform Investment Adviser Law Examination | 1992-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-30 |
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