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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-10-12 |
| TX | RA | APPROVED | 2017-10-12 |
Branch Locations
2091 Collier Corporate Parkway, St Charles, MO 63303 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lang & Associates Accounting Service | Florissant | MO | 05/1989 | Present |
| National Planning Corporation | Florissant | MO | 10/2007 | 10/2017 |
| Kestra Investment Services, Llc | St. Charles | MO | 10/2017 | Present |
| Kestra Advisory Services, Llc | St. Charles | MO | 10/2017 | Present |
Business Name: LKL Properties LLC Investment Related: Yes Address: 2091 Collier Corporate Parkway St Charles MO 63303 Nature of Business: Real Estate Position, Title or Relationship: LLC Member Start Date: 4/14/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: LLC MemberBusiness Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: RIA Representative Start Date: 10/12/2017 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Providing investment advisory services to our clients including investment advice, portfolio monitoring and rebalancing, insurance and retirement planningBusiness Name: Lang & Associates Financial Group Investment Related: Yes Address: 2091 Collier Corporate Parkway St Charles MO 63303 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC; Tax/Accounting/CPA Position, Title or Relationship: RIA Representative Start Date: 6/1/1989 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I prepare approximately 400 individual tax returns annually. I prepare approximately 200 corporate, partnership, and trust returns annually. Also provide investment advisory, financial planning and insurance planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-22 |
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