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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-10-12
TX RA APPROVED 2017-10-12
  • MO RA
    APPROVED
    Since 2017-10-12
  • TX RA
    APPROVED
    Since 2017-10-12

Branch Locations

2091 Collier Corporate Parkway, St Charles, MO 63303 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lang & Associates Accounting Service Florissant MO 05/1989 Present
National Planning Corporation Florissant MO 10/2007 10/2017
Kestra Investment Services, Llc St. Charles MO 10/2017 Present
Kestra Advisory Services, Llc St. Charles MO 10/2017 Present
  • 05/1989 → Present
    Lang & Associates Accounting Service
    Florissant, MO
  • 10/2007 → 10/2017
    National Planning Corporation
    Florissant, MO
  • 10/2017 → Present
    Kestra Investment Services, Llc
    St. Charles, MO
  • 10/2017 → Present
    St. Charles, MO
Previous Registrations
  • 2007-10-29 → 2017-10-12
    National Planning Corporation
    St Charles, MO
    Hazelwood, MO
  • 2003-07-25 → 2007-10-30
    American General Securities Incorporated
    Houston, TX
    Florissant, MO
    Florissant, MO
Other Businesses

Business Name: LKL Properties LLC Investment Related: Yes Address: 2091 Collier Corporate Parkway St Charles MO 63303 Nature of Business: Real Estate Position, Title or Relationship: LLC Member Start Date: 4/14/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: LLC MemberBusiness Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: RIA Representative Start Date: 10/12/2017 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Providing investment advisory services to our clients including investment advice, portfolio monitoring and rebalancing, insurance and retirement planningBusiness Name: Lang & Associates Financial Group Investment Related: Yes Address: 2091 Collier Corporate Parkway St Charles MO 63303 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC; Tax/Accounting/CPA Position, Title or Relationship: RIA Representative Start Date: 6/1/1989 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I prepare approximately 400 individual tax returns annually. I prepare approximately 200 corporate, partnership, and trust returns annually. Also provide investment advisory, financial planning and insurance planning

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1993-10-22
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1993-10-22
Designations
Other Names
  • Robert J Lang

View on SEC IAPD

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