Bindi Swammi

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2022 → Present
  Ubs
  Minneapolis, MN
• 11/2006 → 04/2022
  Ameriprise Financial Services Llc
  Minneapolis, MN

Previous Registrations

• 2016-02-11 → 2022-04-11
  Ameriprise Financial Services, Llc
  Minneapolis, MN
  Minneapolis, MN

Other Businesses

Name of Activity: MITCHELL HAMLIN SCHOOL OF LAW; Date Activity Started/Modified/Ended: 10/6/2020; Type of Activity: Other - Teaching; Role/Relationship: Other - ADJUNCT FACULTY; Responsibilities: In Hybrid/EJD program, provide group based instruction, guidance and assessment for skills-based courses.; Income Per Year: UNDER $10,000; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No - ; --- END --- Name of Activity: Advocates for Human Rights; Date Activity Started/Modified/Ended: 11/9/2020; Type of Activity: Non-Profit; Role/Relationship: Board Of Directors; Responsibilities: Volunteer board provides oversight of the org., its mission, strategic governance, and advice to the Executive Director.; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Mitchell Hamline School of Law / 875 Summit AveSaint PaulMinnesota55105 / This is an accredited private law school in Minnesota. / Education / Educational Establishment / From time to time, as needed (and if approved to continue), I provide teaching support to skill based courses offered through the online JD or executive JD programs. / Adjunct professor/teaching staff / 10/6/2020 Advocates for Human Rights / 330 2nd Ave S, Ste 800MNMinneapolis55401 / The mission of the Advocates is to implement international human rights standards to promote civil society and reinforce the rule of law. The organization accomplishes this by involving volunteers in research, education and advocacy, and building broad based constituencies in the USA and selected global communities. / This organization is not incorporated. it is a 501(c)(3) non governmental international human rights organization. / I am the Secretary of the board of directors. / 1/1/2022

Exams

• S66 Uniform Combined State Law Examination
  2016-02-11
• S63 Uniform Securities Agent State Law Examination
  2000-02-05

Other Names

• Bindia Ramdyal
• Bindia Ramdyal Swammi
• Bindia R Swammi
• Bindia Swammi