Eric David Brotman

Current Employers

Employment History

• 04/2016 → Present
  Kestra Investment Services, Llc.
  Timonium, MD
• 04/2016 → Present
  Kestra Advisory Services Llc
  Timonium, MD

Previous Registrations

• 2001-01-01 → 2003-01-17
  Park Avenue Securities Llc
  Timonium, MD

Other Businesses

Name: Eric Brotman (author) Inv Rel: No Add: 16 Greenmeadow Dr Ste 201 Timonium MD 21093 NOB: Other Posi: Other, author Start Date: 2/1/2014 Hrs per mth:0%-10%(0-16hrs) Hrs per mth during trading hrs:0%-10%(0-14hrs) Desc: Writing books, publishing books, selling books Name: Leadership Maryland Inv Rel: No Add: 134 Holiday Court, Ste. 318 Annapolis MD 21401 NOB: Brd Pos (Brd of Dir, Brd of TTEE, etc.) Posi: Chairman Start Date: 1/1/2010 Hrs/ month:0%-10%(0-16hrs) Hrs/ mth during trading hrs:0%-10%(0-14hrs) Duties: Oversight of organizational activities, sustaining and growing membership org Bus Name: BROTMAN FINANCIAL GROUP, INC.(DBA) POS: Pres & Managing Principal NATURE: n/a INV REL: Yes NUMBER OF HRS:160 SECURITIES TRADING HRS:132 START DATE:10/31/2003 ADD:16 Greenmeadow Dr, Ste 201, Timonium MD 21093, US DESC: Meeting with clients for planning Bus development Bus mgmt Public speaking Public speaking Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Pkwy Bdg 2, Ste 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Posi: Investment Advisor Representative Start Date: 4/4/2016 Hrs/ mth: Up to 100% (0to160 hrs) Hrs/ mth during trading hrs: Up to 100%(0to160hrs) DESC: Investment advisory services Name: BROTMAN CONSULTING GROUP, LLC - A DIVISION OF BROTMAN FINANC POSI: President NOB: Consulting INV REL: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/01/2019 ADDRESS: 16 Greenmeadow Drive, Suite 201, Lutherville Timonium MD 21093 DESC: Public speaking, remote business consulting, expert witness testimony. B2B and with legal professionals only. Not for consumers. Name: BFG FINANCIAL ADVISORS A DIVISION OF BROTMAN FINAN POSI: CEO / President & Managing Principal (no change from existing firm) NOB: Insurance INV REL: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 10/01/2018 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093 DESC: Same as existing firm - not a new business venture, just a new trade name Name: STEVENSON UNIVERSITY POSI: Board of Trustees NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 09/01/2024 ADDRESS: 1525 Greenspring Valley Rd., Stevenson MD 21153 DESC: Board Member University Advancement Committee Name: ADVISOR PODCAST PARTNERS POSI: N/A NOB: Consulting INV REL: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/26/2024 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093 DESC: Introducing Brotman Consulting Group to clients of AudioMenu and Favorite Daughter Media and working with new prospective consulting clients. Bus Name: BFG FINANCIAL ADVISORS A DIVISION OF BROTMAN FINAN POSITION: CEO NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 10/01/2018 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093, United States DESCRIPTION: Firm management Bus Name: BROTMAN FINANCIAL GROUP, INC. (DBA) POSITION: CEO NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 10/31/2003 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093, United States DESCRIPTION: Meet clients for Business development, Business management Public speaking Name: BFG ESTATE & TAX PLANNING POSITION: Intermediary NATURE: Estate document drafting INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/15/2025 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093, United States DESCRIPTION: send the client a link to their portal for them to enter their information and answer questions regarding estate drafting services. Once complete the client will receive their estate documents and instructions to notarize. We will keep them in our contact management system for marketing outreach efforts. We provide the tools, but not render advice

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-16
• S63 Uniform Securities Agent State Law Examination
  1996-01-05

Designations

Other Names

• Eric Brotman
• Eric D Brotman