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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-01-08
  • WI RA
    APPROVED
    Since 2024-01-08

Branch Locations

20825 Swenson Dr Ste 250, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 02/1988 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 06/1989 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2017 Present
Other Businesses

1. 3/4 PASSIVE OWNER OF THE TITUS GROUP, AN AUDIT ACCOUNTING SERVICES COMPANY. 2.MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NM FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE. 3. FOUNDER/OFFICER/PRESIDENT, HUNT FOR LIFE FOUNDATION, INC., PO BOX 180382, DELAFIELD, WISCONSIN, 53018, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/20/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FOUNDER AND OFFICER WITH TEAM OF OTHERS, DUTIES ARE OVER SEEING THE RUNNING OF THE FOUNDATION 4. 25.5% OWNERSHIP, 3N1 LLC, PO BOX 180382, DELAFIELD, WISCONSIN, 53018, INVESTMENT PROPERTY, START DATE: 5/11/2005, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5 5. FOUNDER, LIFECAMPUSA, PO BOX 180382, DELAFIELD, , WISCONSIN, 53118, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 5/27/2022, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 6-20, FOUNDER; GROWING THE ORGANIZATION. non investment related. 6. 50% OWNER, HOMEFRONT SOLUTIONS, LLC, W379 S4736 E. PRETTY LAKE RD., DOUSMAN, WISCONSIN, 53118, UNITED STATES OF AMERICA, NON-BUSINESS RELATED, START DATE: 7/6/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, MISC BUSINESS AND NON PROFIT CONSULTING FROM CREATION, OPERATIONS, TO FUNDING; NOT INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-16
S63 Uniform Securities Agent State Law Examination 1989-09-11
  • S66 Uniform Combined State Law Examination
    2006-10-16
  • S63 Uniform Securities Agent State Law Examination
    1989-09-11

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