Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-28 |
| MD | RA | APPROVED | 2016-06-01 |
| DC | RA | APPROVED | 2009-03-13 |
Branch Locations
2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States
Baltimore, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Washington | DC | 05/2015 | Present |
| City National Bank | Washinton | DC | 12/2016 | Present |
(1) Name of Entity - Baltimore Women's Giving Circle Address - None Capacity Business Description - Nonprofit Projected Start Date: 06/01/2019 Capacity: Other Duties Performed: Plan events for members Hours Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0 (2) NAME: Beach house-will be rented, part time Non-Investment related ADDRESS: 16 Pilot Point Lewes, DE 19958 Position/Title/Relationship: Owner - Passive Nature of OBA: vacation rental Start Date: 09/09/22 Time Devoted: 1 hour; 1 hour during securities trading DUTIES: I will be a passive owner. I have hired a management company to handle the rentals. 3) NAME OF ENTITY: Baltimore Community Foundation Inc, The ADDRESS: 11 East Mount Royal Ave, 2nd Fl Baltimore, MD 21202 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 02.20.25 CAPACITY: Committee/Council Member DUTIES: The investment committee meets quarterly to review the investments of the foundation and various donor fund accounts. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-08 |
Reach out to this advisor