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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-03 |
| CA | RA | APPROVED | 2019-06-24 |
Branch Locations
301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States
4004 Kruse Way Pl, Lake Oswego, OR 97035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lake Oswego | OR | 08/2012 | 05/2019 |
| Bank Of America, N.A | Lake Oswego | OR | 10/2012 | Present |
| Bofa Securities, Inc. | Lake Oswego | OR | 05/2019 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lake Oswego | OR | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-05 |
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