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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-06
GA RA APPROVED 2018-07-12
  • TX RA
    APPROVED_RES
    Since 2020-01-06
  • GA RA
    APPROVED
    Since 2018-07-12

Branch Locations

3414 Peachtree Road Ne Suite 550, Atlanta, GA 30326 • United States

3414 Peachtree Rd Ne Suite 550, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Atlanta GA 06/2009 12/2016
Raymond James & Associates, Inc. Atlanta GA 07/2018 Present
Community Volunteer Atlanta GA 12/2016 07/2018
  • 06/2009 → 12/2016
    Morgan Stanley Smith Barney
    Atlanta, GA
  • 07/2018 → Present
    Atlanta, GA
  • 12/2016 → 07/2018
    Community Volunteer
    Atlanta, GA
Previous Registrations
  • 2009-06-01 → 2016-12-14
    Atlanta, GA
  • 2007-05-25 → 2009-06-01
    Morgan Stanley & Co. Llc
    Atlanta, GA
  • 2002-06-27 → 2007-04-23
    Banc Of America Investment Services, Inc.
    Atlanta, GA
    Atlanta, GA
Other Businesses

(1)Name of Business: Hollow Body Tour Address: 435 Cochran Drive, NW, Atlanta, GA, 30327, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 01/02/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am in a three member band. Musician

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-04
S63 Uniform Securities Agent State Law Examination 1998-09-04
  • S65 Uniform Investment Adviser Law Examination
    2000-10-04
  • S63 Uniform Securities Agent State Law Examination
    1998-09-04

View on SEC IAPD

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