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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-03-15 |
| TX | RA | APPROVED_RES | 2020-05-05 |
| NJ | RA | APPROVED | 2009-09-30 |
Branch Locations
340 Mount Kemble Avenue, Morristown, NJ 07960 • United States
1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Morristown | NJ | 06/2014 | Present |
*452332 - Wired Delivery - Amazon; Investment related - No; Staten Island, New York; Retail/Online Stores; Employee (proprietor, partner, officer, director, employee, trustee, agent); 08/2021r; During business hours: 0; After business hours: 60; Administrative *612554- Dream Vacations; Investment related: No; Fort Lauderdale, Florida; Travel; Independent Travel Advisor/Agent (proprietor, partner, officer, director, employee, trustee, agent); 10/2024; During business hours: 0; After business hours: 40; Customer Service, book travel reservations
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-20 |
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