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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-15
NJ RA APPROVED 2024-11-14
  • FL RA
    APPROVED
    Since 2026-04-15
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

Palm Beach Gardens, FL • United States

2329 Highway 34 Summit Corporate Ctr Suite 202, Manasquan, NJ 08736 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Manasquan NJ 06/1989 Present
Pruco Securities, Llc. Manasquan NJ 08/1989 11/2024
Lpl Enterprise, Llc Manasquan NJ 11/2024 Present
Previous Registrations
Other Businesses

Sestito Family , LLC~2329 Hwy 34, Suite 202, Manasquan, NJ 08736~Limited Liability~N~Initial Member~1/2004~1 hrs/mo~1 trading hrs/mo|Sestito Fin'l Services (DBA)~2329 Hwy 34, Suite 202, Manasquan, NJ 08736~DBA~Y~Sole Proprietor~7/1/1997~5 hrs/mo~5 trading hrs/mo|Aetna|AIG - American General Life Ins Co|All Risks Limited|All Savers Ins|Alpha Staff MGA|American Marine Underwriters Agency|Amerihealth Hmo Inc|Applied Underwriters|Ascensus Ins Services Inc|Axa Equitable|Bankers Fidelity Life Ins Co|Boynton & Boynton|Cabrillo Coastal General Ins Agency LLC|ChoicePoint|Chubb Indemnity Ins Co|Cigna Life Ins Co Of New York|CNA|Coastal Agents Alliance LLC|Colonial Life & Accident Ins Co|Continental Life Ins|Delta Dental Of Pennsylvania|DVUA (Division of Hull & Co)|Emerson Reid LLC|Empire BC/BS|Employers Network Association|Ferrara Fin'l Group|First Rehab Life|FNA General Agency|Foremost Ins Co|Foremost Property & Casualty Ins Co|Foremost Signature Ins Co|FTP|G&G Underwriters|Genworth Fin'l Health|GettHealth Ins Services|Guard Ins Group|Guardian|Hartford|Horizon Health Plan Inc|Idilus LLC|IFN GA for Genworth Health|Independence Blue Cross of PA|Ins Innovators|Ins Shop & PaySmart|Insurex|ING|IOA Northeast|Jimcor Agencies|John Hancock|Leon G Silver & Assocs|LifeRE|Lincoln Fin'l Group|Ltd.|Martin Agency|Mass Mutual|Medical Prof (Medpro)|Medical Risk Management|Merchants Ins Group|Mercury Ins Group|Met Life|Metcom Excess|Morstan General Agency|Mutual of Omaha|New Jersey Skylands Ins|Niroc Consultants|NJ CRIB|NJ IUA|NJ PAIP/CAIP|NJ Small Bus Underwriters|Ohio Nat'l Life Ins Co|Oscar Garden State Ins Corp|Oxford Life Ins Co|Pacific Life Ins Co Va|Pacific Life Ins company|Paul Revere Life Ins Co|Pennsylvania Lumbermens Mutual Ins Co|Personal Umbrella|Philadelphia Contributionship Ins Co The|Philadelphia Ins Co.|Phoenix Life & Annuity Co|Pinnacle Fin'l Services|Premium Assignment Corp|Princeton Ins Co|Principal Life Ins Co.|Prof Group Plans|Progressive Drive|Quaker Special Risk|Qualcare|Savoy Assocs|Starr Indemnity & Liab (underwriters for G&G)|Sun America|SunLife Fin'l|Synergy Prof Asso|Total Administrative Services Corp (TASC)|Transamerica Retirement Services|Travelers Indem Co|Trigon Health & Life Ins Co|United Health Care|UnumProvident|Usable Life|Vision Service Plan|William Penn|Zenith Ins Co|Zurich Ins Co 604 SECOND AVENUE, LLC POSITION: Partner NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 2329 State Highway 34, Suit 202, Manasquan NJ 08736, United States DESCRIPTION: Managing Partner FIXED ANNUITY APPOINTMENTS POSITION: Financial Advisor/Insurance Sales NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 09/20/2021 ADDRESS: Sestito Financial Services, 2329 State Highway 34, Manasquan NJ 08736, United States DESCRIPTION: Outbrokerage (non-sponsored) fixed annuity appointments w/ various carriers. AFLAC POSITION: Broker NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/14/2021 ADDRESS: 1932 Wynnton Road, Columbus GA 31999, United States DESCRIPTION: Offer ancillary benefits in conjunction with health. NON SPONSORED HEALTH INSURANCE APPOINTMENTS POSITION: owner NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/17/2022 ADDRESS: 2329 Highway 34, Manasquan NJ 08736, United States DESCRIPTION: sales and service of health insurance

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-04
S65 Uniform Investment Adviser Law Examination 1997-06-02
  • S63 Uniform Securities Agent State Law Examination
    1998-05-04
  • S65 Uniform Investment Adviser Law Examination
    1997-06-02
Other Names
  • Carol Nonr Sestito

View on SEC IAPD

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