David Allen Prosser

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2002-04-30

PA RA
APPROVED

Since 2002-04-30

Branch Locations

100 W Lincoln Hwy, Exton, PA 19341 • United States

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Exton	PA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Exton	PA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Exton, PA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Exton, PA

Other Businesses

WEST GROVE BOROUGH COUNCIL; NOT INV RELATED; WEST GROVE, PA, COUNCIL MEMBER; START: 1/2022, 8 HOURS PER MONTH; 0 DURING TRADING, DUTIES: ATTEND MONTHLY MEETINGS, DETERMINE THE BUDGET FOR THE BOROUGH AND SET TAX RATES, WATER RATES, ORDINANCES, ETC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-06-29
S63	Uniform Securities Agent State Law Examination	1989-09-07

S66 Uniform Combined State Law Examination

2001-06-29
S63 Uniform Securities Agent State Law Examination

1989-09-07

View on SEC IAPD